Regulated financial institutions, the local financial services sector, the Government, regional & international organizations and the general public often require information about the operations of the Compliance Commission.
The Compliance Commission provides precise and timely information on the operations of the Compliance Commission as a Regulatory Authority for non-traditional financial institutions.
Anyone can request information from the Compliance Commission.
A person can obtain the information service of the Compliance Commission either by visiting its office or through navigating its website. All matters arising from walk-ins, e-mails, and telephone calls are addressed by the Commission.
There are no application forms for this service.
A most basic information request may be provided verbally and does not require any supporting documents.
Matters which require a legal opinion or reference to laws, regulations, or the Compliance Commission’s Codes of Practice may require that the request be provided in writing.
The turn-around-time is determined, in large measure, by the mode of communication. The time-frames vary for correspondences by post, telephone, e-mail etc. , but all are addressed in the shortest possible time.
There are no deadlines for this service.
There are no relative fees for this process.
For more information please contact
Compliance Commission
Poinciana House
#34 East Bay Street
Nassau
New Providence
The Bahamas
Phone: (242) 604-4323, 604-4331, 604-4333
Email: compliance@bahamas.gov.bs
Opening Hours: Monday through Friday, 9:00am to 5:00pm
